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Building Awareness and Public Support

Building Capacity for Lead Safety

Collaborations, Partnerships, and Incentives

Financing and Subsidies

Lead Safety and Healthy Homes Standards

Targeting High Risk Homes

Using Code Enforcement and Other Systems

 

 

Appendices

 

 

Building Blocks Full Text [PDF]

 

 

CDC-Funded Childhood Lead Poisoning Prevention Programs

 

 

Produced by the Alliance for Healthy Homes and the Lead Poisoning Prevention Branch of the Centers for Disease Control and Prevention

 

 

 

Centers for Disease Control and Prevention

 


Acknowledgements

 

 

 

 

 

 

 

About Building Blocks | Search Building Blocks for Primary Prevention

Financing and Subsidies

 

Access Electric Utility Benefit Funds

 

Click here for PDF version or MS Word version

 

DESCRIPTION OF THE STRATEGY

Over the past decade, the deregulation of the electric utility industry has prompted the creation of public benefit funds in many states. The funds, which total more than $1.5 billion, support a wide range of activities related to energy conservation including home improvements that produce energy savings, such as increased insulation, air infiltration reduction, and sometimes window replacement. Policies are set by the state energy-related agency through negotiations with the key funding source(s). Because such funds often target lower income households who suffer disproportionately from lead hazards, the synergies are intriguing. The challenge is that these funds often strictly focus on energy, and efforts to broaden the eligible activities could be perceived as diluting the programs’ purpose. As a result, few utility benefits programs are currently factoring lead hazard reduction considerations into the program design.   

 

BENEFITS

Immediate/Direct Results:  Reducing lead hazards in the course of projects to make energy conservation improvements will have a direct impact on reducing lead exposure in high-risk properties. Such action can prevent lead poisoning and control lead hazards in the home.

 

Public Health Benefits:  Repairing lead hazards through window replacement or repair and correction of moisture problems can reduce lead exposure and help to alleviate or prevent mold, which can exacerbate respiratory problems.

 

Other Indirect/Collateral Benefits: These actions can improve the overall building quality and energy usage (e.g., utility bills) making the building more durable and comfortable. Controlling lead hazards can also improve overall building quality, durability, and energy efficiency.

 

Scope of Potential Impact

Statewide

 

PRIMARY ACTOR(S)
KEY PARTNER(S)
State Energy Agency
Utilities
Housing Agency
Community-based Organizations

 

CRITICAL ELEMENTS

Staff requirements: Short-term staff resources are required to develop the expansion of eligible activities to include lead and other health concerns. Staffing to clarify the actions that are eligible for public utility funding and appropriate protocols and procedures will need to be integrated into existing structures for the administration of public benefit funds.

 

Other resource requirements: Weatherization program crews may need additional training to check for and repair lead hazards.

 

Institutional capacity required:   It is essential that the entity determining the scope and eligible activities for public benefit funds take steps to clarify that lead hazard control activities are eligible for funding. This may require a change in state statutory authority or a policy change by a state commission or entity that oversees the program and/or the utility that is providing the funds through the fee attached to utility bills.

 

Cost considerations: Once a decision is made to expand the use of the public benefits funds, the only cost of implementing the expansion is minimal staff to oversee the lead hazard repair services.

 

Timing issues: It may take over a year to gain policy agreement to expand the scope of activities funded by the public benefit funds to support lead hazard assessment and repair. If such actions are already eligible, then an additional six months to one year is likely needed to get the program up and running.

 

Feasibility of Implementation:  Moderate. Making public benefits funds available for lead hazard control work may require substantial advocacy and planning efforts.  

 

Potential Obstacles/Barriers

A key potential obstacle may be opposition by energy conservation advocates who may be concerned that expanding the scope of eligible activities for funding by public benefit funds will reduce the number of homes receiving energy improvements.  

 

Additional Resources

 

 

 

ILLUSTRATION OF STRATEGY IN PRACTICE

The New York State Energy Research and Development Authority (NYSERDA) administers programs funded by the System Benefits Charge (SBC) on the electricity transmitted and distributed by the state’s investor-owned utilities. Originally, the fees for New York Energy $mart were intended to cover energy-related upgrades. Beginning in 2001, the program was expanded to address health concerns. This expansion required a policy decision at the state level to structure the supplemental health and safety component. The program covers up to 50% of the costs associated with energy-efficiency and indoor air quality improvements to a maximum of $5,000 for a single-family unit or $10,000 for a 2 - 4 family building. Low-interest loans are available for qualified applicants to cover the balance of the cost of the work. Total funds equal roughly $150 million per year for residential, commercial, and industrial properties combined; $40 million is invested in residential for both market and lower income.

 

Jurisdiction or Target Area
New York State

 

Primary Actor

New York State Energy Research and Development Authority (NYSERDA)


Staffing utilized

Once agreement is reached on expansion of eligible activities to include health and safety concerns, the staff resources required to develop protocols and procedures to administer the program are nominal: overall, NYSERDA has one to two FTE working on the New York Energy $mart program.

 

Other resources utilized

NYSERDA contracted with a separate organization – Conservation Services Group (CSG) – to administer the program, audit energy and health results, process financial incentives, and manage loans. The Building Performance Institute (BPI) was engaged to develop work practice standards. A third entity with significant experience in adult education trains contractors (who are required to obtain training and certification to participate in the program). Contractors pay roughly $1,000 for each level of certification. NYSERDA reimburses the contractor for 75% of the training and certification fees. 

 

Factors essential to implementation

Willing utility company and statewide administrator of public benefits funds, and motivated contractors who will pay for training/certification and absorb cost of lost work time to acquire credentials.

 

Limitations/challenges/problems encountered

Quality assurance is difficult. It is challenging to accurately report that the work occurred and determine if the work was performed consistent with program standards. CSG performs limited field inspections (roughly 15% overall) and BPI conducts sporadic field monitoring.

 

Magnitude of Impact/Potential Impact

In the initial three years of operation, approximately 4,000 homes have received energy upgrades. An unknown number have also received health upgrades to address combustion gases and possibly lead hazards. The average expenditure per unit is $7,500.

 

Potential for Replication

Uncertain. NYSERDA is willing to share its experiences with other states (e.g., effective advertising strategies, standards, training curriculum, program design materials). Key ingredients include: creating consumer demand for energy, comfort and health upgrades (where consumers are willing to pay for upgrades), varying marketing to target specific market segments, and developing standards to ensure consistent and quality work is performed. Realistic start up once there is agreement of funding is about two years to get the system working well.

 

Contact for Specific Information
Rick Gerardi
Director
Residential Programs
518-862-1090
reg@nyserda.org
Andrew Fisk
Senior Project Manager
518-862-1090
ajf@nyserda.org

 

References for additional information
1. http://www.getenergysmart.org - NYSERDA web site with program details
2. http://www.bpi.org/ - Building Performance Institute

 

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